Transaction Monitoring provides a comprehensive, centralized view of all securities transactions across your entire investor base – in one application.
Delivered by Euronext Securities, the solution enables financial institutions and market participants to monitor, analyze, and investigate transaction activity impacting securities accounts using data sourced at CSD level, offering a broader and more holistic perspective than broker‑ or trading‑venue‑only solutions.
The platform supports the review of millions of daily transactions, allowing users to apply advanced filters, define investigation criteria, and identify transactions that may require further attention – such as unusual volumes, price deviations, cross‑border activity, or specific transaction types.
Users can drill down into individual transactions, review counterparties, document findings, and manage investigation cases from initial detection through to resolution, within a single workflow.
Supporting compliance and risk management
As regulatory expectations around market surveillance, anti‑money laundering (AML), and counter‑terrorist financing (CTF) continue to increase, Transaction Monitoring provides a structured and transparent framework for reviewing and documenting securities transactions in line with internal controls and regulatory requirements.
By leveraging transaction data at the CSD level, the service delivers:
- Broader coverage of client activity across institutions
- Improved detection of cross‑account and cross‑market patterns
- Stronger oversight of securities‑related financial crime risks
This enables compliance teams and risk managers to move from fragmented monitoring toward a unified and defensible surveillance process.
Key features
- Centralized view of all securities transactions across the full investor base
- End‑of‑day transaction updates
- Historical transaction data available from 2022
- Advanced filtering and investigation criteria
- Customizable alerts for specific transaction patterns
- Drill‑down to individual transaction details and counterparties
- Case management workflow from investigation to closure
- CSD‑level data coverage for holistic market visibility
- Secure access via the MyVPS online application
Product benefits
- Complete transaction visibility
Monitor all securities transactions in one single application across your entire investor universe. - Configurable alerts and filters
Define monitoring rules tailored to your institution’s risk profile and regulatory obligations. - Improved understanding of transaction behavior
Gain insight into client activity patterns and exposure across markets and instruments. - Stronger regulatory compliance
Support AML, CTF, and market surveillance obligations with documented and auditable processes. - Enhanced fraud detection and prevention
Identify suspicious behavior, abnormal volumes, and irregular transaction flows early. - Operational efficiency
Reduce manual reviews and fragmented investigations with a centralized workflow. - Better risk‑informed decision making
Assess potential threats and opportunities using comprehensive transaction intelligence.
Access and availability
- Access method: Online application (MyVPS)
- Data frequency: End‑of‑day transaction data
- Historical coverage: From 2022 onwards
Frequency and delivery
- Accessed via secure web application (MyVPS)
- Daily refreshed transaction data
Use cases
Back‑office and operations
- Daily transaction oversight
- Exception handling and reconciliation support
- Workflow coordination between operations and compliance teams
Compliance and surveillance
- AML and CTF transaction screening
- Market abuse detection
- Regulatory reporting preparation and audit support
Risk management
- Exposure analysis by client, instrument, or market
- Identification of abnormal activity patterns
- Monitoring of cross‑border transaction flows
Financial crime prevention
- Fraud detection
- Suspicious activity investigation
- Case documentation and escalation
