Membership Forms
Application Forms

Before completing any forms please contact the NYSE Liffe Membership Team to arrange either a pre-application call or a meeting at the London office.

This pre-application call (or meeting) provides an opportunity for the applicant and the Membership Team to discuss the application process. We will explain the NYSE Liffe membership requirements, review the business plan of the applicant and provide guidance on completing the application forms. We will also answer any questions you may have about being a Member.

Please contact - derivativesmembership@nyx.com or call +44 20 7379 2214 / 2965 / 2283

Which forms are required?


Current Membership Status   Form(s) Required
     
No existing Euronext Securities or NYSE Liffe Memberships held Standard Application Form & Membership Information Form
     
Existing Member of the Securities Market(s) Fast Track Application Form & Membership Information Form
     
Existing Member of one or more of the NYSE Liffe Market(s)

Membership Option Form only*

(If the applicant has previously undergone a compliance review then a Membership Information Form will not be required)

 

* For full details of the Membership Option please see London Notice No. 2970

Date Title Description
19/12/2008 Standard Application Form pdf(English) pdf(Français)
19/12/2008 Fast Track Application Form pdf(English) pdf(Français)
19/12/2008 Membership Option Form pdf(English)  

Membership Information Form

Applicants who have not previously undergone a compliance review are also required to complete the Membership Information Form (“MIF”) and may be required to evidence their documented procedures.

The MIF is a compliance questionnaire covering areas such as risk management, post trade processing, clearing and, where relevant, client documentation. The completed MIF will be reviewed by our compliance team who will then arrange a visit / conference call to discuss the information provided and to ensure that the applicant can comply with the Exchange’s requirements.

A set of guidance notes are provided which highlight specific Rules and cover the areas which should be detailed in the applicants internal procedures.

Date Title Description
01/11/2007 Membership Information Form pdf(English)
01/11/2007 Guidance Notes on Documented Procedures pdf(English)